Compliance control

Compliance control at the KASE Clearing Center is aimed at ensuring compliance of the activities with requirements of the Republic of Kazakhstan's legislation, applicable international laws, including compliance with sanctions regimes and anti-corruption measures.

Compliance control functions are performed by a specially created Compliance Service reporting to the Board of Directors and having the official status, authority and independence. The Compliance Service is responsible for development and introduction of internal compliance documents, monitoring of compliance by the KASE Clearing Center and its employees with the approved compliance risk management policies and procedures, and coordinating the work of structural units in the compliance risk management process.

Please report any facts or suspected cases of corruption, fraud or other illegal acts of the KASE Clearing Center employees using the following contact information: