Rules - KASE Clearing Centre

Regulation for Conduct of Clearing Sessions Under Transactions with Central Counterparty

Instruction for Issue, Placement, Circulation and Redemption of Clearing Participation Certificates

Rules of conduct of clearing activities under transactions with financial instruments

Annex 2 (Application for refund of guarantee fee)

Annex 3 (Application to assign the sign of voluntary provider with respect to the client clearing account on the stock market)

Annex 3-1 (Application for assigning the attribute of remote-access clearing participant)

Annex 3-2 (Application for conclusion of transactions with foreign currencies)

Annex 4 (Application to determine parameters of aggregated trading and clearing account)

Annex 5 (Property Pool agreement)

Methodology for determination of settlement prices of securities

Procedure for opening, maintaining and closing of trading and clearing accounts

Regulation on Clearing Participants

Annex 1 (List of documents to be provided by the candidate to obtain the status of a clearing prticipant of KASE Clearing Centre JSC)

Annex 2 (Application for assignment of the status of a clearing participant and accession to the Contract on clearing and settlement services)

Annex 3 (Appendix 3 (List of documents to be provided by the candidate)

Annex 4 (Consent to receive confidential information)

Annex 5 (Contract on clearing and settlement services)

Annex 6 (Application for assignment of an additional category or change of the category of a clearing participant)

Annex 7 (Amount of guarantee contributions)

Annex 8 (Map of self-assessment of the risk management system)

Annex 9 (List of documents to be submitted to the Clearing Centre by its clearing participants – legal entities of the Republic of Kazakhstan)

Annex 10 (List of documents to be provided by clearing participants – foreign legal entities, including participants in the electronic trading system and participants of the AIFC)

Rules for the acceptance, accounting and control of collateral within the settlement finality system of the interbank payment card system

Appendix 1 (application-consent)

Appendix 2 (contract)

Appendix 3 (application)

Appendix 4 (notification about opening a security account at Central Securities Depository JSC)

Appendix 5 (application for the transfer of collateral (securities))

Appendix 6 (application for the transfer of security (money))

Memo on connecting to the NTPro trading mode

Regulation on clearing fees and forfeits